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Securities Division

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Investor Information

 

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Filing Instructions

 

Division Sections

 

Commissioner

 

Daphne D. Smith's - Assistant Commissioner, Tennessee Securities Division

Daphne D. Smith
Assistant Commissioner

 

 

Contact Info

Mailing Address:

 

Tennessee Securities Division

8th Floor, 500 James Robertson Parkway

Nashville, TN 37243-0575

 

Telephone:

 

Phone: 615-741-2947

Toll-Free: 1-800-863-9117

Fax: 615-532-8375

 

Email Us (Click Here)

 

 

Laws and Rules

 

Mission

 

The Tennessee Securities Division enforces the Tennessee Securities Act of 1980 to maintain the integrity of the securities market and to protect investors.

 

The Division also promotes investor education and the prevention of fraud in the securities industry.

 

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